We Join Leading Groups in Urging SEC to Strengthen Weak Investor Best Interest Proposal
By Ed Mierzwinski, U.S. PIRG We’ve joined leading consumer, civil rights, labor and older American organizations in a comment letter urging the Securities and Exchange Commission (SEC) to strengthen its proposed “Regulation Best Interest” intended to ensure that all broker-dealers and other individuals and firms offering investment advice act do so in a fiduciary capacity, or in the best […]